Approval Request for Other Business Interest/Activity form

Approval Request for Other Business Interest/Activity form:

Javascript is disabled

Javascript is disabled on your browser. Please enable it in order to use this form.

1. Adviser Information & Request Submission

Email Address

Adviser's Name*

Date of Request*

Select Date ×

Company Details:

Company Name(s)

Company Number (if applicable)

Section A: Summary of Other Business Interest

(To be completed by the Adviser)

1. Business Type and Nature of Activity:

Describe the business type and specific activities involved.

2. Trading Name and Address:

Provide the trading name and full address.

3. Shareholders/Directors:

List any shareholders or directors involved.

4. Intended Time Allocation:

Specify how much time will be dedicated to this activity.

5. Regulatory Status:

State whether the business is regulated (e.g., FCA, Solicitors Regulatory Authority, or Institute of Chartered Accountants).

Section B: Impact Financial Services Ltd Review

(To be completed by Impact Financial Services Ltd)

1. Consideration of Business Activity:

Activity & Brand Appropriateness:

Assess the compatibility of the activity with Impact FS.

Clarity of Trading Style:

Ensure distinct branding and trading style.

Premise Suitability:

Evaluate suitability of premises; if shared, provide rationale for approval.

2. Impact Assessment:

Financial Commitment:

Analyze any potential financial impact.

Time Commitment:

Assess if time allocated is appropriate.

Data Sharing Compliance:

Review data sharing protocols.

3. Client Introductions & AI Contract:

Is an AI contract required for client referrals between entities?

NO YES

4. Regulation & Approval:

Regulation Verification:

Confirm if the business is regulated and approved.

Conflict & Risk Analysis:

If in a similar industry, assess for conflict, activity risk profile, and ongoing monitoring needs.

Section C: Head Office Comments and Approval

(To be completed by Impact Financial Services Head Office)

1. Additional Comments:

Provide any relevant observations or conditions.

2. Head Office Assessor's Name:

Name of the individual reviewing and approving the request.

3. Date of Decision*

Select Date ×